-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vj3yYR2sxs4vEMJ3aYA5LDqnqHd/jG+KMpZQesc/WPltT90eoDsiWSB7qWxH5GFT As1MBu1s9OzWvsjjUgf6AA== 0000950123-11-012150.txt : 20110211 0000950123-11-012150.hdr.sgml : 20110211 20110210204357 ACCESSION NUMBER: 0000950123-11-012150 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110210 GROUP MEMBERS: COLUMBIA MANAGEMENT INVESTMENT ADVISERS LLC GROUP MEMBERS: COLUMBIA SELIGMAN COMMUNICATIONS & INFORMATION FUND INC GROUP MEMBERS: SELIGMAN TECH SPECTRUM FUND INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONICS FOR IMAGING INC CENTRAL INDEX KEY: 0000867374 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 943086355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43124 FILM NUMBER: 11594654 BUSINESS ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6503573500 MAIL ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G/A 1 c62859esc13gza.htm SC 13G/A sc13gza

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Amendment  #2

Under the Securities and Exchange Act of 1934

Electronics for Imaging, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
286082102
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     This Schedule is filed pursuant to Rule 13d-1(b)

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 
 


 

                     
CUSIP No.
 
286082102 
 

 

           
1)   NAME OF REPORTING PERSON
Ameriprise Financial, Inc.

S.S. or I.R.S. Identification IRS No. 13-3180631
No. of Above Person
     
     
2)   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ*
     
3)   SEC USE ONLY
   
   
     
4)   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5)   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6)   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,910,902
       
EACH 7)   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8)   SHARED DISPOSITIVE POWER
     
    8,256,040
     
9)   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  8,256,040
     
10)   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11)   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  17.93%
     
12)   TYPE OF REPORTING PERSON
   
  CO
*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.


 

                     
CUSIP No.
 
286082102 
 

 

           
1)   NAME OF REPORTING PERSON
Columbia Management Investment Advisers, LLC

S.S. or I.R.S. Identification No. of Above Person
IRS No. 41-1533211
     
     
2)   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ*
     
3)   SEC USE ONLY
   
   
     
4)   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Minnesota
       
  5)   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6)   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,910,902
       
EACH 7)   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8)   SHARED DISPOSITIVE POWER
     
    8,256,040
     
9)   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  8,256,040
     
10)   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11)   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  17.93%
     
12)   TYPE OF REPORTING PERSON
   
  IA
*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.


 

                     
CUSIP No.
 
286082102 
 

 

           
1)   NAME OF REPORTING PERSON
Columbia Seligman Communications & Information Fund, Inc.

S.S. or I.R.S. Identification No. of Above Person
13-3154449
     
     
2)   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ*
     
3)   SEC USE ONLY
   
   
     
4)   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Maryland
       
  5)   SOLE VOTING POWER
     
NUMBER OF   4,784,000
       
SHARES 6)   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7)   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8)   SHARED DISPOSITIVE POWER
     
    4,784,000
     
9)   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  4,784,000
     
10)   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11)   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  10.39%
     
12)   TYPE OF REPORTING PERSON
   
  IV
*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.


 

                     
CUSIP No.
 
286082102 
 

 

           
1)   NAME OF REPORTING PERSON
Seligman Tech Spectrum Fund, Inc.

S.S. or I.R.S. Identification No. of Above Person
98-0361992
     
     
2)   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ*
     
3)   SEC USE ONLY
   
   
     
4)   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Maryland
       
  5)   SOLE VOTING POWER
     
NUMBER OF   2,495,000
       
SHARES 6)   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7)   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8)   SHARED DISPOSITIVE POWER
     
    2,495,000
     
9)   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,495,000
     
10)   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11)   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  5.42%
     
12)   TYPE OF REPORTING PERSON
   
  IV
*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 


 

         
1(a)
  Name of Issuer:   Electronics for Imaging, Inc.
 
       
1(b)
  Address of Issuer’s Principal Executive Offices:   303 Velocity Way
Foster City, CA 94404
 
       
2(a)
  Name of Person Filing:   (a) Ameriprise Financial, Inc. (“AFI”)
(b) Columbia Management Investment
Advisers, LLC (“CMIA”)
(c) Columbia Seligman Communications
& Information Fund, Inc.(“C&I”)
(d)Seligman Tech Spectrum Fund, Inc.
(“ Tech Fund”)
 
       
2(b)
  Address of Principal Business Office:   (a) Ameriprise Financial, Inc.
145 Ameriprise Financial Center
Minneapolis, MN 55474
(b) 100 Federal St.
Boston, MA 02110
(c) 100 Federal St.
Boston, MA 02110
(d) 100 Federal St.
Boston, MA 02110
 
       
2(c)
  Citizenship:   (a) Delaware
(b) Minnesota
(c) Massachusetts
(d) Maryland
 
       
2(d)
  Title of Class of Securities:   Common Stock
 
       
2(e)
  Cusip Number:   286082102
 
       
3   Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):
 
       
 
       (a) Ameriprise Financial, Inc.    
 
       
    A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
 
       
         (b) Columbia Management Investment Advisers, LLC
 
       
    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
 
       
         (c) Columbia Seligman Communications & Information Fund, Inc.
     (d) Seligman Tech Spectrum Fund, Inc.
 
       
4   Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

 


 

         
    CMIA, as an investment adviser to C&I, may be deemed to beneficially own the shares reported herein by C&I. Accordingly, the shares reported herein by CMIA include those shares separately reported herein by C&I.
 
       
    CMIA, as an investment adviser to Tech Fund, may be deemed to beneficially own the shares reported herein by Tech Fund. Accordingly, the shares reported herein by CMIA include those shares separately reported herein by Tech Fund.
 
       
    AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.
 
       
    Each of AFI and CMIA disclaims beneficial ownership of any shares reported on this Schedule.
 
       
5
  Ownership of 5% or Less of a Class:    
 
       
    If this statement is being filed to report the fact as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
       
6   Ownership of more than 5% on Behalf of Another Person:
 
       
    The clients of Columbia Management Investment Advisers, LLC, a registered investment adviser, including investment companies registered under the Investment Company Act of 1940 and other managed accounts, have the right to receive or the power to direct the receipt of dividends and proceeds from the sale of shares included on this Schedule. As of December 31, 2010, C&I and Tech Fund, registered investment companies, owned more than 5% of the class of securities reported herein. Any remaining shares reported herein by CMIA are owned by various other accounts managed by CMIA on a discretionary basis. To the best of CMIA’s knowledge, none of these other accounts own more than 5% of the outstanding shares.
 
       
7   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
 
       
 
       AFI: See Exhibit I    
 
       
8   Identification and Classification of Members of the Group:
 
       
 
       Not Applicable    
 
       
9
  Notice of Dissolution of Group:    
 
       
 
       Not Applicable    

 


 

         
10
  Certification:    
 
       
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

 


 

Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 11, 2011
         
  Ameriprise Financial, Inc.
 
 
  By:   /s/ Wade M. Voigt    
    Name:   Wade M. Voigt   
    Title:   Director — Fund Administration   
 
 
Columbia Seligman
Communications & Information Fund, Inc.
 
 
  By:   /s/ Scott R. Plummer    
    Name:   Scott R. Plummer   
    Title:   Senior Vice President, Secretary and Chief Legal Officer   
 
  Seligman Tech Spectrum Fund, Inc.
 
 
  By:   /s/ Scott R. Plummer    
    Scott R. Plummer   
    General Counsel   
 
  Columbia Management Investment Advisers, LLC
 
 
  By:   /s/ Amy Johnson    
    Name:   Amy Johnson   
    Title:   Chief Operating Officer

 
 
Contact Information
Wade M. Voigt
Director — Fund Administration
Telephone: (612) 671-5682 
 
 

 


 

Exhibit Index
     
Exhibit I
  Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
 
   
Exhibit II
  Joint Filing Agreement

 

EX-99.I 2 c62859eexv99wi.htm EX-99.I exv99wi
Exhibit I
to
Schedule 13G
Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:
Investment Company — RiverSource Funds and Seligman Funds, comprised of investment companies registered under section 8 of the Investment Company Act of 1940
Investment Adviser — Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

 

EX-99.II 3 c62859eexv99wii.htm EX-99.II exv99wii
Exhibit II
to
Schedule 13G
Joint Filing Agreement
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 11, 2011 in connection with their beneficial ownership of Electronics for Imaging, Inc. Each of Columbia Seligman Communications & Information Fund, Inc. , Seligman Spectrum Focus Fund, Inc. and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
         
Ameriprise Financial, Inc.
 
   
By:   /s/ Wade M. Voigt      
  Wade M. Voigt     
  Director — Fund Administration     

Columbia Seligman
Communications & Information Fund, Inc. 
 
         
By:   /s/ Scott R. Plummer      
  Scott R. Plummer     
  Title:   Senior Vice President, Secretary and Chief Legal Officer     
 
         
Seligman Tech Spectrum Fund, Inc.
 
   
By:   /s/ Scott R. Plummer      
  Scott R. Plummer     
  General Counsel     
 
         
Columbia Management Investment Advisers, LLC
 
   
By:   /s/ Amy Johnson      
  Amy Johnson     
  Chief Operating Officer     
 

 

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